Fax
312 244-8000
Questions? Contact us.
877 626-3227
Monday through Friday
8:30a-7p EST
This form is to be used to give authorization to the financial advisor of your Morningstar Managed Portfolios account to request liquidations from the client account without the client signature each and every time. All registered owners must sign this form.
I authorize Morningstar Investment Services to accept liquidation instructions from the financial advisor listed above. By signing this form, I allow my financial advisor to sign on my behalf to liquidate the assets held in my account to the address or the bank listed on my account. The financial advisor is bound by all terms and conditions set forth in all client agreements relating to your accounts. I understand that Morningstar Investment Services will fulfill my financial advisor’s disbursement requests and that they assume no responsibility for monitoring the activity of my financial advisor or are responsible for any consequences such a disbursement may cause including tax consequences.
For Trust Accounts: By signing this form, I certify that I have the power and authority under the trust agreement and applicable laws to enter into transactions, including liquidations on behalf of the trust.
I understand that I may revoke this authorization by notifying Morningstar Investment Services in writing, but such notification will not affect my responsibility for any actions of my financial advisor prior to Morningstar Investment Services receipt of the notification. I also understand this authorization will terminate if Morningstar Investment Services is notified in writing of my death.
Fax
312 244-8000
Questions? Contact us.
877 626-3227
Monday through Friday
8:30a-7p EST
Please specify any account changes you would like to authorize your Financial Advisor to make on your behalf.
Any cash raised must leave the account within two weeks. The existing allocation to equities and fixed income will remain intact. Please note that the stock portion of the portfolio must meet the initial account minimum.
#RaiseCashIAuthorizeMyFina#Place New Restrictions on:
Specific security or securities #PlaceNewRestSpecificSecur# Specific sector or sectors #PlaceNewRestSpecificSecto# Specific industry or industries #PlaceNewRestSpecificIndus# Master Limited Partnerships #PlaceNewRestMasterLimited# Non-dividend paying companies #PlaceNewRestNonDividendPa# All foreign companies #PlaceNewRestAllForeignCom#Remove Current Restrictions on:
Specific security or securities #RemCurrRestSpecificSecuri# Specific sector or sectors #RemCurrRestSpecificSector# Specific industry or industries #RemCurrRestSpecificIndust# Master Limited Partnerships #RemCurrRestMasterLimitedP# Non-dividend paying companies #RemCurrRestNonDividendPay# All foreign companies #RemCurrRestAllForeignComp#Remove Holds
Remove an existing hold from a specific security or securities. #RemoveHoldsRemoveAnExisti#Request Tax Customizations — Custom Series Only
I have an account that is managed in a tax-sensitive manner. I allow my advisor to make changes to my requested period over which the portfolio’s unrealized capital gain is to be recognized and to any other tax-specific customization requests. #ReqTaxCustDescIHaveAnAcco#I (We) authorize Morningstar Investment Services to accept the change instructions from the financial advisor indicated above. By signing this form, I allow my financial advisor to sign on my behalf to make the changes to my portfolio. The financial advisor is bound by all terms and conditions set forth in all client agreements relating to my accounts. I understand that Morningstar Investment Services will fulfill my financial advisor’ s change requests and that they assume no responsibility for monitoring the activity of my financial advisor or are responsible for any consequences such changes may cause including tax consequences.
All parties (you, your Financial Advisor and Morningstar Investment Services) agree to and acknowledge that Morningstar Investment Services has full discretionary authority over the investment decisions made to your account. The sole purpose of this form is to allow for infrequent account change instructions, which typically require a letter of instruction from you, to be submitted to and accepted by Morningstar Investment Services from your Financial Advisor on your behalf.
For Trust Accounts: By signing this form, I certify that I have the power and authority under the trust agreement and applicable laws to enter into transactions, including changes on behalf of the trust.
I understand that I may revoke this authorization by notifying Morningstar Investment Services in writing, but such notification will not affect my responsibility for any actions of my financial advisor prior to Morningstar Investment Services receipt of the noti- fication. I also understand this authorization will terminate if Morningstar Investment Services is notified in writing of my death.
Fax
312 244-8000
Questions? Contact us.
877 626-3227
Monday through Friday
8:30a-7p EST
This form is to be used to give authorization to the financial advisor of your Morningstar Managed Portfolios account to request strategy changes on your behalf. Please note that this form does not grant your financial advisor authorization to request strategy changes across products. If you wish to change the strategy on your account from a mutual fund portfolio to an ETF portfolio or vice versa, a new Proposal must be completed. Please also note that this form cannot be used for Select Equity Portfolio accounts. Please refer to the Select Equity Portfolio Account Authorization for details.
All registered owners must sign this form.
I (We) authorize Morningstar Investment Services to accept strategy change instructions from the investment advisor representative listed above. By signing this form, I allow my investment advisor representative to sign on my behalf to change the strategy of my portfolio. The investment advisor representative is bound by all terms and conditions set forth in all client agreements relating to your accounts. I understand that Morningstar Investment Services will fulfill my investment advisor repre sentative’s strategy change requests and that they assume no responsibility for monitoring the activity of my Investment Advisor Representative or are responsible for any consequences such strategy changes may cause including tax consequences.
For Trust Accounts: By signing this form, I certify that I have the power and authority under the trust agreement and applicable laws to enter into transactions, including strategy changes on behalf of the trust.
I understand that I may revoke this authorization by notifying Morningstar Investment Services in writing, but such notification will not affect my responsibility for any actions of my investment advisor representative prior to Morningstar Investment Services receipt of the notification. I understand that this form does not authorize my financial advisor to request strategy changes that involve product, and therefore fee, changes to my account. I also understand this authorization will terminate if Morningstar Investment Services is notified in writing of my death.